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Broadgate Search
London, United Kingdom
Senior Compliance Advisory Manager
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Senior Compliance Advisory Manager
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Description
Regulatory Compliance Advisory ManagerLondon
We are partnering with a high-growth consultancy expanding its Regulatory Compliance Advisory practice and seeking an experienced Regulatory Compliance Advisory Manager (Banking) to join its London team.
This is a senior, client-facing opportunity for an established compliance professional looking to move into a dynamic advisory environment. You will provide subject matter expertise to clients, lead complex engagements, and support firms in navigating evolving UK regulatory expectations.
Key Responsibilities
- Provide expert regulatory compliance advice to clients across retail banking and consumer credit sectors
- Interpret and apply UK regulatory requirements including FCA Handbook, Consumer Duty, CONC, SYSC, and wider conduct standards
- Lead the design, review, and enhancement of compliance frameworks, policies, controls, and governance arrangements
- Support clients through remediation programmes, internal audit actions, and regulatory reviews
- Build strong client relationships and act as a trusted advisor across multiple engagements
- Support business development activity, proposals, and the continued growth of the advisory practice
- Mentor junior team members where appropriate and contribute to internal capability building
- Proven experience in a senior compliance, or regulatory advisory role within:
- Retail Banking, and/or
- Consumer Credit / Lending
- Strong understanding of UK regulatory frameworks, particularly FCA requirements
- Good knowledge of key topics including Consumer Duty, SMCR, conduct risk, governance, and customer outcomes
- Experience delivering regulatory projects, advisory reviews, or framework enhancements
Job ID: f14adde5-5757847140
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